ESMA70

Opinion on Determining third-country trading venues for the purpose ...

... and of the Council of 15 May 2014 on markets in financial instruments amending Regulation (EU) No 648/2012. Date: 15 December 2019. ESMA70- 154-467 ...

esma70

Questions and Answers on MiFID II and MiFIR market structures ...

18 Nov 2019 ... Questions and Answers on MiFID II and MiFIR market structures topics (ESMA70- 872942901-38) (updated December 2019) ...

esma70

Q&A on the Market Abuse Regulation

ESMA70-145-111. Version 14. Last updated on 29 March 2019. Questions and Answers. On the Market Abuse Regulation (MAR) ...

esma70

Legal Entity Identifier - Briefing (ESMA70-145-238) | Better Regulation

9 Oct 2019 ... Legal Entity Identifier - Briefing (ESMA70-145-238). Download esma70-145- 238_lei_briefing_note.pdf. Page overview. Topics ...

esma70

OPINION

... May 2014 on markets in financial instruments and amending Directive 2002/92 /EC and Directive 2011/61/EU (recast). Date: 22 May 2019. ESMA70-156-117 ...

esma70

ESMA70-145-1209

20 Dec 2019 ... Consultation Paper - Draft guidelines on non-significant benchmarks (ESMA70- 145-105), ESMA - European Securities and Markets Authority ...

esma70

Q&A on MiFID II and MiFIR market structures topics

3 Apr 2019 ... 5 December 2019 | ESMA70-872942901-38. Questions and Answers. On MiFID II and MiFIR market structures topics ...

esma70

Consultation Paper - MAR review report (ESMA70-156-1459 ...

3 Oct 2019 ... 10.3 Disclosure of inside information regarding CIUs for which the admission to trading or the trading of its financial instruments has been ...

esma70

CSDR guidelines on substantial importance of CSDs

CSDR guidelines on substantial importance of CSDs. Reference ESMA70- 708036281-67. Section Post Trading. Type Guidelines & Recommendations.

esma70

Mar 22, 2019 ESMA opinion on package orders' trading obligation ...

21 Mar 2019 ... package as such (i.e. the other components of the package). 4 See p. 9 of ESMA70-156-227, Final report, draft RTS on the trading obligation for ...

esma70

Q&A on MiFIR data reporting

06 December 2019 | ESMA70-1861941480-56. Questions and Answers. On MiFIR data reporting. Page 2. ESMA • 201-203 rue de Bercy • CS 80910 • 75589  ...

esma70

Approved Publication Arrangement (APA) - Page 4

ESMA Opinion, Determining third-country trading venues for the purpose of transparency under MiFID II / MiFIR, 15 December 2019, ESMA70-154-467.

esma70

CSDR guidelines on cooperation between authorities under Articles ...

CSDR guidelines on cooperation between authorities under Articles 17 and 23 of Regulation (EU) No 909/2014. Reference ESMA70-151-435. Section Post ...

esma70

FAQ: Commission de Surveillance du Secteur Financier (CSSF)

Questions and Answers on MiFIR data reporting - ESMA70-1861941480-56 ... and Answers on MiFID II and MiFIR post trading topics - ESMA70-151-957.

esma70

Transparency

5 December 2019 | ESMA70-872942901-35. Questions and Answers. On MiFID II and MiFIR transparency topics ...

esma70

ESMA CSDR Guidelines - ESMA70-151-294 on CSD participant ...

Cyprus Securities and Exchange Commission | ESMA CSDR Guidelines - ESMA70-151-294 on CSD participant default rules ...

esma70

Final Report

... www.esma.europa.eu. 2. Date: 31 March 2019. ESMA70-708036281-82. Final Report. Technical standards under SFTR and certain amendments to EMIR ...

esma70

23/03/2019 ESMA70-708036281-8 23/03/2019 2019/1575 04/04/2019

1 Jun 2019 ... ESMA70-708036281-8. None at present. None at present. None at present. None at present. Central Securities Depositories Regulation ...

esma70

Guidelines on the management body of market operators and data ...

esma70-154- 271_guidelines_on_the_management_body_of_market_operators_and_data_reporting_services_providers_cs .pdf.

esma70

Esma70-872942901-21 Final Report Package Orders | Derivative ...

1 Mar 2019 ... Esma70-872942901-21 Final Report Package Orders - Free download as PDF File (.pdf), Text File (.txt) or read online for free. ugmhnkjhn.

esma70

PUBLIC STATEMENT

1 Feb 2019 ... 4 https://www.esma.europa.eu/sites/default/files/library/esma70-1861941480- 52_qa_on_emir_implementation.pdf.

esma70

EMIR

7 Jan 2020 ... 7 January 2020| ESMA70-1861941480-52. Questions and Answers. Implementation of the Regulation (EU) No 648/2012 on OTC derivatives,.

esma70

Guidelines on the management body of market operators and data ...

28 September 2019 | ESMA70-154-271. Guidelines on the management body of market operators and data reporting services providers ...

esma70

Opinion on third country

... technical standards for the application of position limits to commodity derivatives (OJ L 87, 31.3.2019, p. 479). Date: 15 December 2019. ESMA70-154- 466 ...

esma70

PUBLIC STATEMENT

... under Article 11 of Commission Delegated Regulation (EU) No 149/2013: -. EUR 1 billion for credit derivative contracts. 28 March 2019. ESMA70-151-2181 ...

esma70

BRIEFING Legal Entity Identifier (LEI) Who needs it

... and the CSD Q&As 3(b) and (f) available on ESMA website. 10 The relevant technical standards are available at this link. 09 October 2019. ESMA70-145-238  ...

esma70

Guidelines on non-significant benchmarks

20/12/2019 | ESMA70-145-1209. Guidelines. On non-significant benchmarks under the Benchmarks Regulation ...

esma70

23/03/2019 ESMA70-708036281-8 23/03/2019 2019/1575 04/04/2019

1 Jun 2019 ... ESMA70-708036281-8. None at present. None at present. None at present. None at present. Central Securities Depositories Regulation ...

esma70

Esma70-872942901-21 Final Report Package Orders | Derivative ...

1 Mar 2019 ... Esma70-872942901-21 Final Report Package Orders - Free download as PDF File (.pdf), Text File (.txt) or read online for free. ugmhnkjhn.

esma70

LSEG response to the ESMA consultation paper on draft guidelines ...

29 Sep 2019 ... Instructions. In order to facilitate analysis of responses to the Consultation Paper, respondents are requested to follow the below steps when ...

esma70

Read newsletter

1 Aug 2019 ... https://www.esma.europa.eu/sites/default/files/library/esma70-145- 114_qas_on_bmr.pdf. Prospectus Regulation. • ESMA has included ...

esma70

19 June 2019 | ESMA70-156-166

19 Jun 2019 ... 19 June 2019 | ESMA70-156-166. Page 2. 2. Reply form for the Consultation Paper on the trading obligation for derivatives under MiFIR ...

esma70

CSDR

ESMA70-151-887. Last update 29 September 2019. 1. Relevant Authorities for Central Securities Depositories (CSDs). Article 12 of Regulation (EU) No ...

esma70

Ref: MiFID II – SIs operating broker crossing networks

... requirements and operating conditions for investment firms and defined terms for the purposes of that Directive. 1 February 2019. ESMA70-872942901-19 ...

esma70

MiFID II / MiFIR – Legislative Tracker Irish Implementing Measures

7 Nov 2019 ... ESMA70 -872942901-63. Guidelines on transaction reporting, order record keeping and clock synchronisation under MiFID II. ESMA/2019/ ...

esma70

Capital Markets & Regulation | MiFID II & MiFIR Index

4 Oct 2019 ... ESMA70-154-271. Title II: Authorisation and operating conditions for investment firms. Chapter I: Conditions and procedures for authorization.

esma70

EU

5 Feb 2019 ... the "ESMA Guidelines' - ESMA70-151-12581. SCQBg. Art. 2(1)(11) of Regulation (EU) No 909/2014: 'settlement internaliser' means any ...

esma70

5 Pre-trade transparency waivers

03 October 2019 | ESMA70-872942901-35. Questions and Answers. On MiFID II and MiFIR transparency topics ...

esma70

20 free Magazines from SMTUFFY

26 Magazines from SMTUFFY found on Yumpu.com - Read for FREE.

esma70

Methodological and interpretative documents - Czech National Bank

... Internalised Settlement Reporting under Article 9 of CSDR (ESMA70-151-367 ... 17 and 23 of Regulation (EU) No 909/2014 (ESMA70-151-435, external link) ...

esma70

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